Financial Industry Regulatory Authority (English Wikipedia)

Doss, Jason R.; Frankowski, Richard S. (2013). The Practitioner's Guide to Securities Arbitration. Chicago: American Bar Association. p. 17. ISBN 9781614387596. Archived from the original on 2014-09-30. Retrieved 2014-09-30.

atgnow.com (Global: low place; English: low place)

answers.atgnow.com

NASD Frequently Asked Questions Archived 2007-07-20 at the Wayback Machine, "Do I need a lawyer for arbitration?"

barrons.com (Global: 2,737^th place; English: 1,700^th place)

Corbin, Kenneth. "Supreme Court Won't Hear Case Claiming Brokerage Regulator Is Unconstitutional". barrons. Retrieved 2025-06-05.
Corbin, Kenneth. "Actors Impersonating Federal Agents Called Seniors. About 12% Handed Over Sensitive Info". www.barrons.com. Retrieved 2023-10-25.

berkeley.edu (Global: 580^th place; English: 462^nd place)

scholarship.law.berkeley.edu

Honigsberg, Colleen; Jacob, Matthew (March 2021). "Deleting misconduct: The expungement of BrokerCheck records". Journal of Financial Economics. 139 (3): 800–831. doi:10.1016/j.jfineco.2020.10.002. S2CID 226374709.

c-span.org (Global: 2,734^th place; English: 1,606^th place)

"Senate Hearing on Financial Literacy Needs for Older Americans | C-SPAN.org". www.c-span.org. Retrieved 2023-10-25.

complinet.com (Global: low place; English: low place)

finra.complinet.com

congress.gov (Global: 730^th place; English: 468^th place)

congress.gov

https://www.congress.gov/119/bills/hr2689/BILLS-119hr2689ih.pdf ^{[bare URL PDF]}

crsreports.congress.gov

"Nasdaq's Pursuit of Exchange Status and an Initial Public Offering". 2006-05-17. Retrieved 2021-05-22.

doi.org (Global: 2^nd place; English: 2^nd place)

Honigsberg, Colleen; Jacob, Matthew (March 2021). "Deleting misconduct: The expungement of BrokerCheck records". Journal of Financial Economics. 139 (3): 800–831. doi:10.1016/j.jfineco.2020.10.002. S2CID 226374709.

finra.org (Global: low place; English: 9,573^rd place)

finra.org

"NASD and NYSE Member Regulation Combine to Form the Financial Industry Regulatory Authority – FINRA". FINRA.org. Archived from the original on 2009-11-24.
"FINRA 2023 Annual Budget Summary" (PDF).
"FINRA Board of Governors | FINRA.org". finra.org. Retrieved 2023-10-25.
"About FINRA". FINRA.org.
"2022 Industry Snapshot" (PDF). FINRA.org. Retrieved 2023-10-25.
"FINRA Board of Governors". Archived from the original on 2013-07-28. Retrieved 2013-07-02.
"Composition and Qualifications of the Board | FINRA.org". www.finra.org. Retrieved 2023-12-06.
"Municipal Securities | FINRA.org". www.finra.org. Retrieved 2021-05-23.
"FINRA Publishes 2023 Report on Exam and Risk Monitoring Program | FINRA.org". www.finra.org. Retrieved 2023-10-25.
"About BrokerCheck | FINRA.org". www.finra.org. Retrieved 2023-12-06.
"Expungement of Customer Dispute Information | FINRA.org". www.finra.org. Retrieved 2023-12-06.
"Central Registration Depository (CRD)". FINRA.org.
"FINRA 2019 Annual Budget Summary" (PDF). FINRA. 2019. Retrieved May 25, 2023.
"Report on Use of 2022 Fine Monies | FINRA.org". www.finra.org. Retrieved 2023-10-31.
FINRA Regulatory Notice 21-16 (Apr. 21, 2021).
"Dispute Resolution Statistics | FINRA.org". www.finra.org. Retrieved 2023-10-31.
"Dispute Resolution Statistics". FINRA.org. Archived from the original on 2011-08-24. Retrieved 2011-06-22.
"Overview | FINRA.org". www.finra.org. Retrieved 2023-10-31.
"Dispute Resolution Statistics | FINRA.org". www.finra.org. Retrieved 2023-10-31.
"Dispute Resolution Statistics | FINRA.org". www.finra.org. Retrieved 2023-10-31.
"FINRA to Launch Pilot Program to Evaluate All-Public Arbitration Panels - FINRA.org". Archived from the original on 2011-12-09. Retrieved 2011-06-22.
"SEC Approves FINRA Proposal to Give Investors Permanent Option of All Public Arbitration Panels - FINRA.org". Archived from the original on 2011-04-14. Retrieved 2011-06-22.

apps.finra.org

"FINRA.org". Archived from the original on 2012-10-06. Retrieved 2011-11-14.

brokercheck.finra.org

"BrokerCheck - Find a broker, investment or financial advisor". brokercheck.finra.org. Retrieved 2023-10-31.

finrafoundation.org (Global: low place; English: low place)

"Building a Financially Capable America Through Education and Research | Finra Foundation". www.finrafoundation.org. Retrieved 2023-10-25.

frankowskifirm.com (Global: low place; English: low place)

Doss, Jason R.; Frankowski, Richard S. (2013). The Practitioner's Guide to Securities Arbitration. Chicago: American Bar Association. p. 17. ISBN 9781614387596. Archived from the original on 2014-09-30. Retrieved 2014-09-30.

fxdailyreport.com (Global: low place; English: low place)

"Tips for Choosing the Best Forex Brokers in the UK". FXdailyReport.Com. 23 September 2016. Retrieved 7 November 2016.

ghostarchive.org (Global: 32^nd place; English: 21^st place)

SenRussFeingold (25 November 2008). "Feingold on Mandatory Arbitration". Archived from the original on 2021-12-21 – via YouTube.

investmentnews.com (Global: low place; English: low place)

"Study: Some 20% of Oppenheimer financial advisers cited for misconduct". InvestmentNews. 2016-03-11. Retrieved 2023-10-31.
Schoeff, Jr., Mark (August 14, 2023). "Finra adopts reforms to make it tougher for brokers to clear their records". Investment News. Retrieved December 6, 2023.
Jamieson, Dan (June 28, 2013). "Finra turns a profit, helped by investments, fee increases". InvestmentNews. Bonhill Group. Archived from the original on July 2, 2013. Retrieved July 2, 2013.
Schoeff, Mark Jr. "Finra proposal on public arbitration wins praise". Archived from the original on 2010-10-07. Retrieved 2012-07-05.

investor.gov (Global: low place; English: low place)

"Using BrokerCheck". Investor.gov. US Securities and Exchange Commission. Retrieved October 31, 2023.

justia.com (Global: 696^th place; English: 428^th place)

supreme.justia.com

"AT&T Mobility LLC v. Concepcion, 563 U.S. 333 (2011)".

loc.gov (Global: 70^th place; English: 63^rd place)

tile.loc.gov

"American Express Co. v. Italian Colors Restaurant, 570 U.S. 228 (2013)" (PDF).

nytimes.com (Global: 7^th place; English: 7^th place)

Morgenson, Gretchen (June 18, 2006). "Is This Game Already Over? Critics Say Arbitration Panels Often Have Hidden Conflicts". New York Times. p. BU1.

piaba.org (Global: low place; English: low place)

"Public Investors Advocate Bar Association". PIABA. Retrieved May 25, 2023.

reuters.com (Global: 49^th place; English: 47^th place)

Kruzel, John (2025-06-02). "US Supreme Court turns away challenge by Alpine Securities to FINRA". Reuters. Retrieved 2025-06-05.
"Wall Street's Self-Regulator Blocks Public Scrutiny of Firms with Tainted Brokers". Reuters. Retrieved 12 February 2021.

sbpllplaw.com (Global: low place; English: low place)

"An Outline of the FINRA Arbitration Process For Customer-Broker Disputes". Smiley Bishop & Porter. Atlanta, GA. 20 April 2011.

sec.gov (Global: 572^nd place; English: 436^th place)

"Restated Certificate of Incorporation of National Association of Securities Dealers, Inc" (PDF). SEC.gov. p. 4. Retrieved 3 April 2024.
"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws" (PDF). Security and Exchange Commission. May 21, 2009. (Release No. 34-59962; File No. SR-FINRA-2009-020)

sechistorical.org (Global: low place; English: low place)

"The Institution of Experience: Self-Regulatory Organizations in the Securities Industry, 1792-2010". www.sechistorical.org. Securities and Exchange Commission Historical Society. Retrieved 3 April 2024.

semanticscholar.org (Global: 11^th place; English: 8^th place)

api.semanticscholar.org

Honigsberg, Colleen; Jacob, Matthew (March 2021). "Deleting misconduct: The expungement of BrokerCheck records". Journal of Financial Economics. 139 (3): 800–831. doi:10.1016/j.jfineco.2020.10.002. S2CID 226374709.

senate.gov (Global: 758^th place; English: 500^th place)

banking.senate.gov

"Testimony Of Mary Schapiro Vice-Chairman and President, Regulatory Policy and Oversight Before the Senate Committee on Banking, Housing and Urban Affairs" (PDF). p. 1. Retrieved 3 April 2024.

warren.senate.gov

"Warren Calls for Transparency as FINRA Updates Expungement Rules". 22 March 2019.

stanford.edu (Global: 179^th place; English: 183^rd place)

review.law.stanford.edu

Glover, J. Maria (June 2022). "Mass Arbitration" (PDF). Stanford Law Review. 74: 1283, 1293, 1316.

thinkadvisor.com (Global: low place; English: low place)

"What the Broker-Dealer Industry Looks Like Now, in 5 Charts". ThinkAdvisor. Retrieved 2023-10-25.
"4 Top FINRA Exam Priorities in 2023". ThinkAdvisor. Retrieved 2023-10-25.
Berman, Jeff. "FINRA Posts $218M Loss for 2022". ThinkAdvisor. Retrieved 2023-10-31.

thomson.com (Global: low place; English: low place)

west.thomson.com

"Bromberg and Lowenfels on Securities Fraud and Commodities Fraud, 2d". west.thomson.com. Archived from the original on 14 December 2007. Retrieved 11 January 2022.

washingtonpost.com (Global: 34^th place; English: 27^th place)

Johnson, Carrie (July 27, 2007). "SEC Approves One Watchdog For Brokers Big and Small". The Washington Post. p. D02. Retrieved October 21, 2008.

web.archive.org (Global: 1^st place; English: 1^st place)

"NASD and NYSE Member Regulation Combine to Form the Financial Industry Regulatory Authority – FINRA". FINRA.org. Archived from the original on 2009-11-24.
"FINRA Board of Governors". Archived from the original on 2013-07-28. Retrieved 2013-07-02.
"FINRA.org". Archived from the original on 2012-10-06. Retrieved 2011-11-14.
Jamieson, Dan (June 28, 2013). "Finra turns a profit, helped by investments, fee increases". InvestmentNews. Bonhill Group. Archived from the original on July 2, 2013. Retrieved July 2, 2013.
"Dispute Resolution Statistics". FINRA.org. Archived from the original on 2011-08-24. Retrieved 2011-06-22.
NASD Frequently Asked Questions Archived 2007-07-20 at the Wayback Machine, "Do I need a lawyer for arbitration?"
"Bromberg and Lowenfels on Securities Fraud and Commodities Fraud, 2d". west.thomson.com. Archived from the original on 14 December 2007. Retrieved 11 January 2022.
"FINRA to Launch Pilot Program to Evaluate All-Public Arbitration Panels - FINRA.org". Archived from the original on 2011-12-09. Retrieved 2011-06-22.
"SEC Approves FINRA Proposal to Give Investors Permanent Option of All Public Arbitration Panels - FINRA.org". Archived from the original on 2011-04-14. Retrieved 2011-06-22.
Schoeff, Mark Jr. "Finra proposal on public arbitration wins praise". Archived from the original on 2010-10-07. Retrieved 2012-07-05.

youtube.com (Global: 9^th place; English: 13^th place)

SenRussFeingold (25 November 2008). "Feingold on Mandatory Arbitration". Archived from the original on 2021-12-21 – via YouTube.

Financial Industry Regulatory Authority (English Wikipedia)

advisorhub.com (Global: low place; English: low place)

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atgnow.com (Global: low place; English: low place)

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berkeley.edu (Global: 580th place; English: 462nd place)

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c-span.org (Global: 2,734th place; English: 1,606th place)

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congress.gov (Global: 730th place; English: 468th place)

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doi.org (Global: 2nd place; English: 2nd place)

finra.org (Global: low place; English: 9,573rd place)

finra.org

apps.finra.org

brokercheck.finra.org

finrafoundation.org (Global: low place; English: low place)

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fxdailyreport.com (Global: low place; English: low place)

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investmentnews.com (Global: low place; English: low place)

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loc.gov (Global: 70th place; English: 63rd place)

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stanford.edu (Global: 179th place; English: 183rd place)

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berkeley.edu (Global: 580^th place; English: 462^nd place)

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congress.gov (Global: 730^th place; English: 468^th place)

doi.org (Global: 2^nd place; English: 2^nd place)

finra.org (Global: low place; English: 9,573^rd place)

ghostarchive.org (Global: 32^nd place; English: 21^st place)

justia.com (Global: 696^th place; English: 428^th place)

loc.gov (Global: 70^th place; English: 63^rd place)

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reuters.com (Global: 49^th place; English: 47^th place)

sec.gov (Global: 572^nd place; English: 436^th place)

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senate.gov (Global: 758^th place; English: 500^th place)

stanford.edu (Global: 179^th place; English: 183^rd place)

washingtonpost.com (Global: 34^th place; English: 27^th place)

web.archive.org (Global: 1^st place; English: 1^st place)

youtube.com (Global: 9^th place; English: 13^th place)