Regulatory risk differentiation (English Wikipedia)

Ayres, Ian and John Braithwaite (1992) "Responsive Regulation: Transcending the deregulation debate". New York: Oxford University Press. Page 35. It was earlier described by John Braithwaite in "To punish or persuade", State University of New York, 1985, at page 142. The model's evolution over time is tracked in a paper by John and Valerie Braithwaite in "An Evolving Compliance Model for Tax Enforcement".

demgov.anu.edu.au

"Archived copy" (PDF). Archived from the original (PDF) on 2009-09-13. Retrieved 2009-09-15.{{cite web}}: CS1 maint: archived copy as title (link)

apra.gov.au

"Archived copy" (PDF). Archived from the original (PDF) on 2012-09-13. Retrieved 2012-06-07.{{cite web}}: CS1 maint: archived copy as title (link)
"Archived copy" (PDF). Archived from the original (PDF) on 2012-02-27. Retrieved 2012-06-07.{{cite web}}: CS1 maint: archived copy as title (link)
See for example "Supervisory Oversight And Response System" @ http://www.apra.gov.au/adi/Documents/cfdocs/SOARS_112010_ex.pdf

arxiv.org

See for example "Power laws, Pareto distributions and Zipf's law" by M. Newman, 2006 @ https://arxiv.org/abs/cond-mat/0412004v3

ato.gov.au

Improving Tax Compliance in the Cash Economy, Second Report, ATO Cash Economy Task Force, 1998, Page 58
See for example page 23 of "Large Business and tax compliance" @ http://ato.gov.au/content/downloads/bus33802nat8675062010.pdf and the Commissioners Speech "Do you see what I see" @ http://ato.gov.au/corporate/content.asp?doc=/content/00228656.htm
See for example the Large business and tax compliance booklet @ http://www.ato.gov.au/corporate/content.aspx?doc=/content/33802.htm
See for example "Developing an enhanced relationship – achieving voluntary compliance and minimising costs to clients" @ http://www.ato.gov.au/taxprofessionals/content.asp?doc=/content/00187285.htm&pc=001/001/001/002/002&mnu=4068&mfp=001/005&st=&cy=1
Do you see what I see?
http://www.ato.gov.au/content/downloads/bus33802nat8675062010.pdf ^{[bare URL PDF]}

berr.gov.uk

The UK Statutory Code of Practice for Regulators is available @ "Archived copy" (PDF). Archived from the original (PDF) on 2014-06-20. Retrieved 2014-02-27.{{cite web}}: CS1 maint: archived copy as title (link)
The Hampton report is available @ "Archived copy" (PDF). Archived from the original (PDF) on 2007-10-12. Retrieved 2008-09-03.{{cite web}}: CS1 maint: archived copy as title (link)

bis.gov.uk

The Macrory Review is available @ "Archived copy" (PDF). Archived from the original (PDF) on 2012-03-02. Retrieved 2014-02-27.{{cite web}}: CS1 maint: archived copy as title (link)

bowtiepro.com

Risk Bow Ties: Originally conceived of in the late 1970s by the University of Queensland and then brought to the fore by Shell after the Piper Alpha disaster. Now a widespread risk approach the 'bow-tie' usefully shows the 'paths' by which a risk event can occur, where preventative or deterrent controls are used, the event itself and detective controls and the consequence paths and restorative controls. http://www.bowtiepro.com/bowtie_history.asp

bowtiexp.com.au

"RPS HSE & Risk Management - BowtieXP". Archived from the original on 2012-07-23. Retrieved 2010-02-16.

customs.gov.au

See for example the Customs Compliance Continuum @ http://www.customs.gov.au/webdata/resources/files/FS_CustomsCompliance.pdf or http://www.customs.gov.au/webdata/resources/files/ComplianceContinuumv03.pdf or http://www3.sympatico.ca/d.kerr/contin.htm

europa.eu

ec.europa.eu

See Australian Medicare Compliance National Compliance Program, 2007–08, Medicare Australia or page 31 of http://www.hm-treasury.gov.uk/media/2/0/odonnell_ch2_497.pdf or Page 33 of http://ec.europa.eu/taxation_customs/resources/documents/taxation/tax_cooperation/gen_overview/Risk_Management_Guide_for_tax_administrations_en.pdf

finance.gov.au

Comcover Awards for Excellence - Department of Finance and Deregulation

hm-treasury.gov.uk

See Australian Medicare Compliance National Compliance Program, 2007–08, Medicare Australia or page 31 of http://www.hm-treasury.gov.uk/media/2/0/odonnell_ch2_497.pdf or Page 33 of http://ec.europa.eu/taxation_customs/resources/documents/taxation/tax_cooperation/gen_overview/Risk_Management_Guide_for_tax_administrations_en.pdf

imf.org

https://www.imf.org/-/media/Files/Publications/TNM/2022/English/TNMEA2022001.ashx ^{[bare URL]}

itdweb.org

See for example page 47 of "Development of risk and intelligence systems" @ http://www.itdweb.org/documents/SGATAR-NZ-Risk%20and%20Intel%20v1.0%20061102.ppt

legislation.gov.uk

The UK Regulatory Enforcement and Sanctions Act 2008 is available @ http://www.legislation.gov.uk/ukpga/2008/13/pdfs/ukpga_20080013_en.pdf

lexplosion.in

https://www.lexplosion.in ^{[bare URL]}

medicareaustralia.gov.au

See Australian Medicare Compliance National Compliance Program, 2007–08, Medicare Australia or page 31 of http://www.hm-treasury.gov.uk/media/2/0/odonnell_ch2_497.pdf or Page 33 of http://ec.europa.eu/taxation_customs/resources/documents/taxation/tax_cooperation/gen_overview/Risk_Management_Guide_for_tax_administrations_en.pdf

nationalarchives.gov.uk

webarchive.nationalarchives.gov.uk

See pages 8 onward in the 2012–15 Corporate Plan @ http://webarchive.nationalarchives.gov.uk/20121003023411/http://www.thepensionsregulator.gov.uk/docs/corporate-plan-2012-2015.pdf
See for example pages 8 on in the UK Pension Regulator 2012-15 Corporate plan @ http://webarchive.nationalarchives.gov.uk/20121003023411/http://www.thepensionsregulator.gov.uk/docs/corporate-plan-2012-2015.pdf

ny.gov

tax.ny.gov

See Page 2 of STATE OF NEW YORK, DEPARTMENT OF TAXATION AND FINANCE, Strategic Plan 2007/09 @ http://www.tax.ny.gov/pdf/strategic_plan/strategic_plan_2007_09.pdf

oecd.org

OECD 2000, http://www.oecd.org/dataoecd/48/54/1910833.pdf
See Box 2 page 12 in "Reducing the Risk to Policy Failure: Challenges for Regulatory Compliance," OECD, 2000 @ http://www.oecd.org/dataoecd/48/54/1910833.pdf
"Co-operative Compliance: A Framework". 28 July 2013.

ssrn.com

See for example "Explaining the U.S. Income Tax Compliance Continuum" by Brian Erard (Carleton University – Department of Economics) and Chih-Chin Ho (U.S. Internal Revenue Service)in the 'eJournal of Tax Research, Vol. 1, No. 2' @ https://ssrn.com/abstract=643942

sympatico.ca

www3.sympatico.ca

See for example the Customs Compliance Continuum @ http://www.customs.gov.au/webdata/resources/files/FS_CustomsCompliance.pdf or http://www.customs.gov.au/webdata/resources/files/ComplianceContinuumv03.pdf or http://www3.sympatico.ca/d.kerr/contin.htm

thepensionsregulator.gov.uk

https://www.thepensionsregulator.gov.uk/en - note that the page is cached so you will need to search on the site for 'better regulation award 2011'

unsw.edu.au

atax.unsw.edu.au

See for example: Mark Burton's detailed paper "Responsive Regulation and the Uncertainty of Tax Law – Time to Reconsider the Commissioner's Model of Cooperative Compliance?" @ http://www.atax.unsw.edu.au/ejtr/content/issues/previous/paper4_v5n1.pdf, eJournal of Tax Research, Volume 5, Number 1 July 2007

business.unsw.edu.au

https://www.business.unsw.edu.au/research-site/publications-site/ejournaloftaxresearch-site/Documents/paper12_v10n2_Hamilton.pdf ^{[bare URL PDF]}

web.archive.org

"Archived copy" (PDF). Archived from the original (PDF) on 2012-09-13. Retrieved 2012-06-07.{{cite web}}: CS1 maint: archived copy as title (link)
"Archived copy" (PDF). Archived from the original (PDF) on 2012-02-27. Retrieved 2012-06-07.{{cite web}}: CS1 maint: archived copy as title (link)
"Archived copy" (PDF). Archived from the original (PDF) on 2009-09-13. Retrieved 2009-09-15.{{cite web}}: CS1 maint: archived copy as title (link)
"RPS HSE & Risk Management - BowtieXP". Archived from the original on 2012-07-23. Retrieved 2010-02-16.
The UK Statutory Code of Practice for Regulators is available @ "Archived copy" (PDF). Archived from the original (PDF) on 2014-06-20. Retrieved 2014-02-27.{{cite web}}: CS1 maint: archived copy as title (link)
The Hampton report is available @ "Archived copy" (PDF). Archived from the original (PDF) on 2007-10-12. Retrieved 2008-09-03.{{cite web}}: CS1 maint: archived copy as title (link)
The Macrory Review is available @ "Archived copy" (PDF). Archived from the original (PDF) on 2012-03-02. Retrieved 2014-02-27.{{cite web}}: CS1 maint: archived copy as title (link)