U.S. Securities and Exchange Commission (English Wikipedia)

Serchuk, David (December 22, 2008). "Love, Madoff And The SEC". Forbes. Archived from the original on January 2, 2013. Retrieved December 24, 2008.
Weinstein, Austin; Versprille, Allyson; Beyoud, Lydia (June 5, 2023). "SEC Sues Binance and CEO Zhao for Breaking US Securities Rules". Bloomberg News. Archived from the original on June 5, 2023. Retrieved August 5, 2023.
Ponciano, Jonathan (June 6, 2023). "SEC Sues Coinbase—Alleges Crypto Trading Platform Operated As Unregistered Exchange Since 2019". Forbes. Archived from the original on April 5, 2024. Retrieved August 6, 2023.
Godoy, Jody (June 7, 2023). "What makes a crypto asset a security in the U.S.?". Reuters. Archived from the original on June 8, 2023. Retrieved July 7, 2023.

archives.gov

"Records of the Temporary National Economic Committee". National Archives. Retrieved March 1, 2013.

bbc.com

"Whistleblower in largest-ever award by US government". BBC News. September 22, 2014. Retrieved January 19, 2022.

bloomberg.com

Schmidt, Robert (April 8, 2014). "SEC Goldman Lawyer Says Agency Too Timid on Wall Street Misdeeds". Bloomberg. Retrieved December 14, 2014.
Schmidt, Robert (January 25, 2013). "SEC Said to Back Hire of U.S. Capitol Police Inspector General". Bloomberg. Retrieved February 10, 2013.
Schmidt, Robert; Joshua Gallu (October 26, 2012). "Former SEC Watchdog Kotz Violated Ethics Rules, Review Finds". Bloomberg. Retrieved February 10, 2013.
Weinstein, Austin; Versprille, Allyson; Beyoud, Lydia (June 5, 2023). "SEC Sues Binance and CEO Zhao for Breaking US Securities Rules". Bloomberg News. Archived from the original on June 5, 2023. Retrieved August 5, 2023.

briskfox.com

"Little faith in regulators and rating agencies, as LP demand for alternatives cools off, finds survey". Archived from the original on July 8, 2011. Retrieved March 17, 2009.

bu.edu

scholarship.law.bu.edu

Van Loo, Rory (August 1, 2018). "Regulatory Monitors: Policing Firms in the Compliance Era". Faculty Scholarship. 119 (2): 369.
Hirst, Scott (July 1, 2018). "The Case for Investor Ordering". The Harvard Law School Program on Corporate Governance Discussion Paper. 2017–13.
Hirst, Scott (April 1, 2018). "Universal Proxies". The Harvard Law School Program on Corporate Governance Discussion Paper. 2016–11. Archived from the original on April 27, 2023 – via Scholarly Commons at Boston University School of Law.
Hirst, Scott (October 1, 2016). "Social Responsibility Resolutions". The Harvard Law School Program on Corporate Governance Discussion Paper. 2016–06. Archived from the original on June 29, 2023 – via Scholarly Commons at Boston University School of Law.

businessweek.com

Robert Schmidt and Joshua Gallu (October 6, 2012). "Former SEC Watchdog Kotz Violated Ethics Rules, Review Finds". Business Week. Archived from the original on May 2, 2013. Retrieved February 12, 2013.

citywireusa.com

Wenik, Ian (June 21, 2019). "Senate confirms Allison Herren Lee to SEC post". Citywire. Retrieved June 21, 2019.

cnn.com

money.cnn.com

Ellis, David (September 17, 2008). "Regulator enacts new ruling banning 'naked' short selling on all public companies". CNN. Retrieved May 26, 2010.

commondreams.org

Blaylock D. (June 2010). SEC Settles with Aguirre Archived January 11, 2012, at the Wayback Machine. Government Accountability Project.

corporatefinanceinstitute.com

"Securities and Exchange Commission (SEC) – Overview, History & Setup". Corporate Finance Institute. Retrieved April 16, 2021.

doi.org

Klimczak, Karol Marek; Sison, Alejo José G.; Prats, Maria; Torres, Maximilian B. (May 6, 2021). "How to Deter Financial Misconduct if Crime Pays?". Journal of Business Ethics. 179. Springer Science and Business Media LLC: 205–222. doi:10.1007/s10551-021-04817-0. ISSN 0167-4544.

finra.com

"National Association of Securities Dealers". Finra.com. Retrieved March 1, 2013.

forbes.com

Moyer, Liz (December 23, 2008). "Could SEC Have Stopped Madoff Scam In 1992?". Forbes. Archived from the original on February 1, 2009. Retrieved December 24, 2008.
Serchuk, David (December 22, 2008). "Love, Madoff And The SEC". Forbes. Archived from the original on January 2, 2013. Retrieved December 24, 2008.
Ponciano, Jonathan (June 6, 2023). "SEC Sues Coinbase—Alleges Crypto Trading Platform Operated As Unregistered Exchange Since 2019". Forbes. Archived from the original on April 5, 2024. Retrieved August 6, 2023.

foreffectivegov.org

Making the Grade: Access to Information Scorecard 2015 Archived August 11, 2019, at the Wayback Machine March 2015, 80 pages, Center for Effective Government, retrieved 21 March 2016

ft.com

Chung, Joanna (December 17, 2008). "Financial Times: SEC chief admits to failures in Madoff case". Ft.com. Archived from the original on December 10, 2022. Retrieved March 1, 2013.

fwdailynews.com

Weil, Jonathan. "Madoff exposes double standard for Ponzi schemes". Bloomberg News. Greater Fort Wayne Business Weekly. Retrieved December 26, 2008.^{[dead link]}

ghostarchive.org

Chung, Joanna (December 17, 2008). "Financial Times: SEC chief admits to failures in Madoff case". Ft.com. Archived from the original on December 10, 2022. Retrieved March 1, 2013.

historyassociates.com

"History Associates Details the Evolution of Securities Market Structure in New Online Exhibit". History Associates. Retrieved April 28, 2019.

huffingtonpost.com

Sarah N. Lynch (November 15, 2012). "David Weber Lawsuit: Ex-SEC Investigator Accused Of Wanting To Carry A Gun At Work, Suing For $20 Million". The Huffington Post. Retrieved February 10, 2013.
"David Kotz, Ex-SEC Inspector General, May Have Had Conflicts Of Interest". The Huffington Post. October 5, 2012. Retrieved February 10, 2013.

investor.gov

"The Role of the SEC". Investor.gov.

jdsupra.com

"SEC Hits $1 Billion Milestone". JD Supra. October 14, 2021. Retrieved January 19, 2022.

law.com

Greene, Jenna (July 27, 2011). "The Conversation Stopper: SEC Inspector General H. David Kotz". Corporate Counsel. ALM Media Properties, LLC. Retrieved May 21, 2021.

nasdaq.com

Johnson, Fawn. (December 17, 2009) "Group Alleges Slack SEC Response to Internal Watchdog". NASDAQ.

natlawreview.com

Zuckerman, Jason; Stock, Matthew (November 6, 2020). "Dodd-Frank SEC Whistleblower Protection Post-Digital Realty". The National Law Review. Retrieved January 19, 2022.

npr.org

Johnson, Carrie, "SEC Documents Destroyed, Employee Tells Congress", National Public Radio (transcript and audio), August 18, 2011. Retrieved August 18, 2011.

nytimes.com

Gretchen Morgenson (May 28, 2008). "Deafened by the S.E.C.'s Silence, He Sued". The New York Times.
Labaton, Stephen (December 19, 2008). "Unlikely Player Pulled Into Madoff Swirl". The New York Times.
Goldstein, Matthew; Flitter, Emily; Yaffe-Bellany, David (June 5, 2023). "S.E.C. Accuses Binance of Mishandling Funds and Lying to Regulators". The New York Times. Archived from the original on August 5, 2023. Retrieved August 5, 2023.
Henning, Peter J. (September 6, 2016). "Whistle-Blowing Insiders: 'Game Changer' for the S.E.C.". The New York Times. ISSN 0362-4331. Retrieved January 19, 2022.

pbs.org

Jason Breslow (Director) (April 8, 2014). "Is SEC "Fearful" of Wall Street? Agency Insider Says Yes". Frontline (U.S. TV series). PBS. Retrieved December 14, 2014.

pogo.org

Brian, Danielle. (December 16, 2009) "POGO Letter to SEC Chairman Mary Schapiro regarding SEC's failure to act on hundreds of Inspector General recommendations" Archived August 4, 2010, at the Wayback Machine. The Project On Government Oversight Website.

reuters.com

Volz, Dustin. "Yahoo hack may become test case for SEC data breach disclosure rules". Reuters. Retrieved December 13, 2016.
Godoy, Jody (June 7, 2023). "What makes a crypto asset a security in the U.S.?". Reuters. Archived from the original on June 8, 2023. Retrieved July 7, 2023.

rollingstone.com

Choice of Mary Jo White to Head SEC Puts Fox In Charge of Hen House. Rolling Stone.
Is the SEC Covering Up Wall Street Crimes? Archived August 22, 2017, at the Wayback Machine, Matt Taibbi, 2011 August 17

scribd.com

"20160926 Letter to SEC on Yahoo Breach". Retrieved December 13, 2016.

sec.gov

FY 2023 Congressional Budget Justification (PDF). U.S. Securities and Exchange Commission. 2022. p. 16.
[1] U.S. Securities and Exchange Commission
SEC (June 10, 2013). "What We Do". SEC.gov. U.S. Securities and Exchange Commission. Retrieved March 24, 2017.
"Securities Act of 1933" (PDF). Retrieved March 1, 2013.
"Securities Exchange Act of 1934" (PDF). Retrieved March 1, 2013.
"Current SEC Commissioners". Sec.gov. December 17, 2012. Retrieved March 1, 2013.
"How the SEC Protects Investors, Maintains Market Integrity, and Facilitates Capital Formation (Securities and Exchange Commission)". Sec.gov. Retrieved March 1, 2013.
"Economic and Risk Analysis". SEC.gov. Retrieved November 10, 2023.
"SEC Regional Offices". U.S. Securities and Exchange Commission. Retrieved July 7, 2023.
"Jon Rymer Named Interim Inspector General". SEC.gov.
"Office of the SEC Whistleblower". Sec.gov. Retrieved December 5, 2013. This article incorporates text from this source, which is in the public domain.
"Regulation 21F: Securities Whistleblower Incentives and Protection" (PDF). U.S. Securities and Exchange Commission. Retrieved May 21, 2021.
"Annual Report on the Dodd-Frank Whistleblower Program Fiscal Year 2012" (PDF). U.S. Securities and Exchange Commission. November 2012. This article incorporates text from this source, which is in the public domain.
"Fast Answers: Comment Letters". SEC.gov. Retrieved October 16, 2015.
"Filing Review Process". SEC.gov. Retrieved October 16, 2015.
"SEC Charges Coinbase for Operating as an Unregistered Securities Exchange, Broker, and Clearing Agency". SEC.gov. June 6, 2023. Retrieved July 7, 2023.
"Office of the Whistleblower". SEC.gov. Retrieved January 19, 2022.
"2021 Annual Whistleblower Program Report to Congress" (PDF). U.S. Securities and Exchange Commission. Archived (PDF) from the original on June 12, 2023.
"Spotlight on Asset Management Advisory Committee (AMAC)". SEC.gov. Retrieved March 25, 2021.
"SEC Announces the Formation of Asset Management Advisory Committee". SEC.gov. Retrieved March 25, 2021. This article incorporates text from this source, which is in the public domain.

seclaw.com

"Blue Sky laws". Seclaw.com. July 7, 2007. Archived from the original on December 9, 2017. Retrieved March 1, 2013.

secunion.org

Kidney, Jim (2014). "Retirement Remarks" (PDF). SEC Union, NTEU Chapter 293. Archived from the original (PDF) on September 12, 2014. Retrieved November 20, 2014.

senate.gov

finance.senate.gov

Committee on Finance, Committee on the Judiciary.The Firing of an SEC Attorney and the Investigation of Pequot Capital Management. U.S. Government Printing Office.

warner.senate.gov

"Sen. Warner Calls on SEC to Investigate Disclosure of Yahoo Breach". September 26, 2016. Retrieved December 13, 2016.

sia.com

"Regulatory Structure". SIA Primer On Securities. SIFMA. Archived from the original on December 31, 2006.

thehill.com

Schroeder, Peter (January 29, 2013). "SEC names new inspector general – The Hill's On The Money". The Hill. Retrieved March 1, 2013.

thestreet.com

Lauren Tara LaCapra (September 17, 2008). "Naked-Shorts Ban Gets Chilly Reception". The street. Archived from the original on September 20, 2008. Retrieved September 18, 2008.

ustreas.gov

"Office of Financial Market Policy". U.S. Treasury. March 9, 2010. Archived from the original on December 3, 2010.

web.archive.org

"Blue Sky laws". Seclaw.com. July 7, 2007. Archived from the original on December 9, 2017. Retrieved March 1, 2013.
Making the Grade: Access to Information Scorecard 2015 Archived August 11, 2019, at the Wayback Machine March 2015, 80 pages, Center for Effective Government, retrieved 21 March 2016
Lauren Tara LaCapra (September 17, 2008). "Naked-Shorts Ban Gets Chilly Reception". The street. Archived from the original on September 20, 2008. Retrieved September 18, 2008.
Kidney, Jim (2014). "Retirement Remarks" (PDF). SEC Union, NTEU Chapter 293. Archived from the original (PDF) on September 12, 2014. Retrieved November 20, 2014.
Moyer, Liz (December 23, 2008). "Could SEC Have Stopped Madoff Scam In 1992?". Forbes. Archived from the original on February 1, 2009. Retrieved December 24, 2008.
"Little faith in regulators and rating agencies, as LP demand for alternatives cools off, finds survey". Archived from the original on July 8, 2011. Retrieved March 17, 2009.
Blaylock D. (June 2010). SEC Settles with Aguirre Archived January 11, 2012, at the Wayback Machine. Government Accountability Project.
Brian, Danielle. (December 16, 2009) "POGO Letter to SEC Chairman Mary Schapiro regarding SEC's failure to act on hundreds of Inspector General recommendations" Archived August 4, 2010, at the Wayback Machine. The Project On Government Oversight Website.
Is the SEC Covering Up Wall Street Crimes? Archived August 22, 2017, at the Wayback Machine, Matt Taibbi, 2011 August 17
Robert Schmidt and Joshua Gallu (October 6, 2012). "Former SEC Watchdog Kotz Violated Ethics Rules, Review Finds". Business Week. Archived from the original on May 2, 2013. Retrieved February 12, 2013.
Goldstein, Matthew; Flitter, Emily; Yaffe-Bellany, David (June 5, 2023). "S.E.C. Accuses Binance of Mishandling Funds and Lying to Regulators". The New York Times. Archived from the original on August 5, 2023. Retrieved August 5, 2023.
"2021 Annual Whistleblower Program Report to Congress" (PDF). U.S. Securities and Exchange Commission. Archived (PDF) from the original on June 12, 2023.
"Regulatory Structure". SIA Primer On Securities. SIFMA. Archived from the original on December 31, 2006.
"Office of Financial Market Policy". U.S. Treasury. March 9, 2010. Archived from the original on December 3, 2010.
Hirst, Scott (April 1, 2018). "Universal Proxies". The Harvard Law School Program on Corporate Governance Discussion Paper. 2016–11. Archived from the original on April 27, 2023 – via Scholarly Commons at Boston University School of Law.
Hirst, Scott (October 1, 2016). "Social Responsibility Resolutions". The Harvard Law School Program on Corporate Governance Discussion Paper. 2016–06. Archived from the original on June 29, 2023 – via Scholarly Commons at Boston University School of Law.

worldcat.org

Klimczak, Karol Marek; Sison, Alejo José G.; Prats, Maria; Torres, Maximilian B. (May 6, 2021). "How to Deter Financial Misconduct if Crime Pays?". Journal of Business Ethics. 179. Springer Science and Business Media LLC: 205–222. doi:10.1007/s10551-021-04817-0. ISSN 0167-4544.
Sun, Mengqi (June 1, 2020). "Tips to SEC Surge as Working From Home Emboldens Whistleblowers". The Wall Street Journal. ISSN 0099-9660. Retrieved January 19, 2022.
Henning, Peter J. (September 6, 2016). "Whistle-Blowing Insiders: 'Game Changer' for the S.E.C.". The New York Times. ISSN 0362-4331. Retrieved January 19, 2022.

wsj.com

Sun, Mengqi (June 1, 2020). "Tips to SEC Surge as Working From Home Emboldens Whistleblowers". The Wall Street Journal. ISSN 0099-9660. Retrieved January 19, 2022.